search: https://cefdata.com/bdc/ https://cefdata.com/index/details/407/ Ticker Name Mkt Price NAV NAV Date Discount / Premium Mkt Yield Leverage % Liquidity - 30 days(M) Market Cap (MM) % Portfolio Debt % Variable Debt % 1st / 2nd Lien NAV Total Return (YTD) Price Total Return (YTD) NAV Total Return (1yr) Price Total Return (1yr) NAV Total Return (3yr) Price Total Return (3yr) Expense Ratio IPO Date AINV Apollo Inv Corp $10.62 $15.44 9/30/2020 -31.22% 11.68% 60.48% $5,567 $693.1 88.9% 89.0% 87.8% -6.62% -29.90% -6.62% -29.90% 4.34% -6.71% 10.62% 4/6/2004 ARCC Ares Capital Corp $16.89 $16.48 9/30/2020 2.49% 9.47% 50.50% $33,723 $7,138.1 91.5% 90.4% 79.7% 4.39% -0.86% 4.39% -0.86% 27.93% 38.10% 10.31% 10/5/2004 BBDC Barings BDC $9.20 $10.97 9/30/2020 -16.13% 7.39% 56.50% $1,815 $441.2 79.1% 96.6% 76.3% -0.34% -4.18% -0.34% -4.18% 7.03% 32.81% 6.52% 2/15/2007 BCSF Bain Cap Splty Fin $12.13 $16.27 9/30/2020 -25.45% 11.21% 57.76% $5,153 $783.1 91.8% 98.2% 89.8% -10.24% -31.38% -10.24% -31.38% N/A N/A 9.81% 11/15/2018 BKCC BR Cap Inv Corp $2.69 $4.24 9/30/2020 -36.56% 14.87% 49.09% $939 $194.5 89.2% 87.5% 61.5% -26.07% -37.02% -26.07% -37.02% -22.86% -27.93% 8.38% 6/27/2007 CCAP Crescent Capital BDC $14.57 $19.07 9/30/2020 -23.60% 11.26% 43.54% $373 $410.4 91.7% 93.1% 88.6% N/A N/A N/A N/A N/A N/A 5.48% 2/3/2020 CGBD TCG BDC $10.26 $15.01 9/30/2020 -31.65% 12.48% 56.01% $3,094 $577.7 98.4% 88.8% 87.8% -0.48% -12.33% -0.48% -12.33% 9.82% -24.40% 9.31% 6/14/2017 CPTA Capitala Finance Corp $14.32 $39.99 9/30/2020 -64.19% 0.00% 65.44% $504 $38.8 88.5% 38.4% 80.1% -24.34% -69.80% -24.34% -69.80% -35.92% -36.32% 18.56% 9/25/2013 CSWC Cap Southwest Corp $17.75 $15.36 9/30/2020 15.56% 11.49% 55.09% $2,635 $330.6 85.1% 92.8% 82.5% 3.94% -4.90% 3.94% -4.90% 20.34% 48.52% 12.29% 1/1/1971 EQS Equus Total Return $2.16 $2.77 9/30/2020 -22.02% 0.00% 41.74% $329 $29.2 1.6% 0% 0% -18.53% 18.68% -18.53% 18.68% -12.89% -10.00% 7.93% 8/16/1991 FCRD First Eagle Alt Cap BDC $3.65 $6.25 9/30/2020 -41.60% 10.96% 47.50% $246 $109.9 77.8% 85.9% 74.6% -11.52% -34.07% -11.52% -34.07% -17.41% -32.82% 7.95% 4/22/2010 FDUS Fidus Investment Corp $13.10 $15.94 9/30/2020 -17.82% 9.16% 45.92% $2,121 $320.1 88.6% 32.0% 67.5% 2.49% -2.76% 2.49% -2.76% 27.54% 16.14% 14.60% 6/21/2011 FSK FS KKR Capital Corp $16.56 $24.46 9/30/2020 -32.30% 14.49% 55.85% $10,936 $2,049.4 82.9% 82.7% 67.5% -11.58% -22.02% -11.58% -22.02% -10.05% -13.06% 8.01% 4/16/2014 FSKR FS KKR Capital Corp. II $16.40 $24.66 9/30/2020 -33.50% 13.41% 42.49% $11,480 $2,790.2 91.5% 87.6% 77.6% N/A N/A N/A N/A N/A N/A 7.13% 6/17/2020 GAIN Gladstone Inv Corp $10.09 $10.86 9/30/2020 -7.09% 8.33% 40.97% $1,778 $335.0 98.0% 75.1% 75.0% -5.76% -16.83% -5.76% -16.83% 32.47% 16.19% 8.30% 6/23/2005 GBDC Golub Capital BDC $14.14 $14.33 9/30/2020 -1.33% 8.20% 45.53% $9,619 $2,365.0 97.5% 98.8% 97.0% -6.78% -16.86% -6.78% -16.86% 14.40% -0.22% 5.66% 4/15/2010 GECC Great Elm Cap Corp $3.60 $5.53 9/30/2020 -34.90% 27.67% 43.63% $969 $79.1 60.9% 54.9% 52.2% -24.38% -40.93% -24.38% -40.93% -29.08% -30.10% 28.54% 11/7/2016 GLAD Gladstone Cap Corp $8.86 $7.40 9/30/2020 19.73% 8.80% 48.25% $1,700 $283.4 93.6% 79.4% 91.1% 1.42% -2.77% 1.42% -2.77% 16.45% 23.07% 10.99% 8/27/2001 GSBD Goldman Sachs BDC $19.12 $15.49 9/30/2020 23.43% 9.41% 58.09% $5,819 $1,941.3 90.4% 95.4% 87.3% 3.22% -1.69% 3.22% -1.69% 15.48% 10.55% 8.14% 3/17/2015 HCAP Harvest Cap Cr Corp $7.56 $10.17 9/30/2020 -25.66% 25.40% 54.15% $884 $45.0 87.3% 56.4% 85.0% -5.88% -9.24% -5.88% -9.24% 0.34% -7.92% 13.89% 5/3/2013 HRZN Horizon Tech Fin Corp $13.24 $11.17 9/30/2020 18.53% 9.06% 43.87% $1,983 $243.2 89.1% 99.5% 89.1% 4.99% 12.06% 4.99% 12.06% 26.45% 50.53% 13.21% 10/29/2010 HTGC Hercules Capital $14.42 $10.26 9/30/2020 40.55% 8.88% 51.61% $9,232 $1,652.8 95.6% 96.1% 92.9% 10.33% 12.70% 10.33% 12.70% 42.87% 40.17% 10.97% 6/9/2005 ICMB Investcorp Cr Mgmt BDC $4.76 $7.81 9/30/2020 -39.05% 12.61% 59.31% $328 $66.2 97.9% 99.1% 97.4% -15.27% -17.16% -15.27% -17.16% -15.20% -7.36% 15.60% 2/6/2014 MAIN Main Street Cap Corp $32.26 $21.52 9/30/2020 49.91% 7.63% 44.68% $14,684 $2,138.0 77.1% 67.3% 69.2% -0.56% -19.94% -0.56% -19.94% 25.54% 1.38% 6.07% 10/9/2007 MCC Medley Capital Corp $28.31 $55.30 9/30/2020 -48.81% 0.00% 49.32% $322 $77.1 55.1% 82.1% 48.8% -31.73% -35.07% -31.73% -35.07% -57.52% -63.11% 11.50% 1/21/2011 MRCC Monroe Capital Corp $8.03 $10.83 9/30/2020 -25.85% 12.45% 58.50% $1,132 $171.1 90.9% 97.7% 89.8% -2.21% -15.93% -2.21% -15.93% 6.97% -13.24% 12.90% 10/25/2012 NEWT Newtek Biz Serv Corp $19.69 $15.13 9/30/2020 30.14% 9.55% 51.44% $3,772 $422.1 70.1% 86.4% 5.6% 9.43% -4.02% 9.43% -4.02% 40.12% 38.94% 16.40% 9/29/2000 NMFC New Mountain Fin Corp $11.36 $12.24 9/30/2020 -7.19% 10.56% 59.57% $5,379 $1,100.0 86.6% 91.5% 81.2% 1.66% -8.30% 1.66% -8.30% 18.86% 13.06% 12.55% 5/20/2011 OCSI Oaktree Stgc Incm Corp $7.75 $8.47 6/30/2020 -8.50% 7.48% 49.16% $406 $228.4 94.0% 98.1% 84.7% -7.11% 1.34% -7.11% 1.34% 4.01% 13.27% 8.10% 7/12/2013 OCSL Oaktree Splty Lending $5.57 $6.49 9/30/2020 -14.18% 7.90% 43.23% $2,509 $785.2 93.9% 86.6% 78.9% 4.31% 9.43% 4.31% 9.43% 31.58% 37.53% 8.75% 6/12/2008 OFS OFS Capital Corp $7.15 $11.18 9/30/2020 -36.05% 10.07% 67.41% $489 $95.9 90.5% 79.3% 73.8% -3.37% -28.29% -3.37% -28.29% 7.15% -6.72% 21.80% 11/8/2012 ORCC Owl Rock Capital Corp $12.66 $14.67 9/30/2020 -13.70% 9.79% 42.07% $24,505 $4,915.0 97.0% 98.8% 96.5% 6.50% -20.51% 6.50% -20.51% N/A N/A 4.09% 7/18/2019 OXSQ Oxford Square Cap Corp $3.05 $3.85 9/30/2020 -20.78% 13.77% 35.61% $1,583 $151.2 98.9% 73.8% 66.7% -12.85% -32.68% -12.85% -32.68% -19.67% -8.28% 8.64% 11/24/2003 PFLT PennantPark Flt Rt Cap $10.53 $12.31 9/30/2020 -14.46% 10.83% 56.89% $2,358 $408.3 87.8% 96.6% 87.3% 3.86% -4.19% 3.86% -4.19% 13.49% 1.68% 9.33% 4/8/2011 PNNT PennantPark Inv Corp $4.61 $7.84 9/30/2020 -41.20% 10.41% 51.00% $2,762 $309.1 75.3% 86.1% 59.6% -4.66% -21.13% -4.66% -21.13% 7.91% -4.63% 10.13% 4/20/2007 PSEC Prospect Capital Corp $5.41 $8.40 9/30/2020 -35.60% 13.31% 39.74% $10,951 $2,059.0 84.7% 70.0% 63.5% 5.31% -4.81% 5.31% -4.81% 13.79% 12.31% 10.95% 7/27/2004 PTMN Portman Ridge Fin Corpn $1.91 $2.85 9/30/2020 -32.98% 12.57% 56.19% $822 $84.4 79.6% 83.2% 70.7% -9.12% 1.42% -9.12% 1.42% -21.77% -15.84% 14.64% 12/12/2006 RAND Rand Capital Corp $17.68 $19.32 9/30/2020 -8.49% 0.00% 17.64% $216 $45.7 85.6% 0% 31.8% 2.91% 33.75% 2.91% 33.75% -25.41% 18.69% 3.53% 8/18/1995 SAR Saratoga Inv Corp $20.85 $26.68 8/31/2020 -21.85% 7.87% 46.94% $792 $233.0 79.5% 91.3% 76.8% 10.87% -10.94% 10.87% -10.94% 40.66% 15.91% 11.31% 3/23/2007 SCM Stellus Cap Inv Corp $10.88 $13.17 9/30/2020 -17.39% 9.19% 58.93% $1,183 $212.0 95.1% 89.6% 89.0% 1.27% -15.46% 1.27% -15.46% 23.38% 12.25% 13.80% 11/8/2012 SLRC Solar Capital $17.51 $20.14 9/30/2020 -13.06% 9.37% 26.30% $2,310 $740.0 48.7% 81.5% 48.3% 1.59% -7.13% 1.59% -7.13% 14.90% 10.98% 6.64% 2/9/2010 SSSS SuRo Capital Corp $13.09 $12.46 9/30/2020 5.06% 0.00% 8.63% $4,426 $260.7 79.4% 0% 41.1% 17.14% 113.13% 17.14% 113.13% 41.60% 162.02% 5.85% 4/28/2011 SUNS Solar Senior Capital $14.46 $15.79 9/30/2020 -8.42% 8.30% 24.32% $765 $232.1 53.3% 100% 53.3% 4.53% -10.62% 4.53% -10.62% 18.05% 4.45% 4.74% 2/25/2011 SVVC Firsthand Tech Val Fd $4.47 $13.81 9/30/2020 -67.63% 0.00% 0.00% $178 $30.8 56.2% 1.2% 31.4% -21.98% -30.48% -21.98% -30.48% -41.90% -49.73% 2.90% 4/18/2011 TCPC BR TCP Capital Corp $11.24 $12.71 9/30/2020 -11.57% 10.68% 55.54% $3,747 $649.3 90.8% 89.1% 88.6% 6.21% -10.60% 6.21% -10.60% 14.26% 1.05% 12.03% 4/4/2012 TPVG TP Vntr Gwth BDC Corp $13.04 $13.28 9/30/2020 -1.81% 11.04% 37.74% $2,976 $402.0 96.3% 70.0% 94.5% 11.09% 2.53% 11.09% 2.53% 34.34% 38.38% 10.75% 3/6/2014 TSLX Sixth St Splty Lending $20.75 $16.87 9/30/2020 23.00% 7.90% 43.50% $5,935 $1,403.3 97.3% 96.3% 95.9% 13.90% 7.36% 13.90% 7.36% 41.45% 34.55% 10.69% 3/20/2014 WHF WhiteHorse Finance $13.61 $15.31 9/30/2020 -11.10% 10.43% 47.32% $1,190 $279.6 95.3% 99.6% 88.2% 10.67% 10.62% 10.67% 10.62% 42.27% 35.54% 13.47% 2/25/1992